Spc

Spc (CRD# 110692) is a financial advisory firm headquartered in Ann Arbor, MI. They manage $5,964,256,852 in 34,594 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    5,964
    MILLION
  • Total Number of Accounts
    34,594
    ACCOUNTS
  • Average Account Value
    $172,407
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Spc
Showing 11 - 20 of 594 top financial advisors.
11
Raja G. Asava
CRD#: 4312034
830 E Front St Ste 203, Traverse City, MI 49686

Raja Asava (CRD# 4312034) is an Investment Advisor Representative working at Spc in Traverse City, MI and has over 21 years of experience in the finance industry.

12
Kyle S. Aschliman
CRD#: 4776550
9933 Dupont Circle Drive W, Suite 110, Fort Wayne, IN 46825

Kyle Aschliman (CRD# 4776550) is an Investment Advisor Representative working at Spc in Fort Wayne, IN and has over 18 years of experience in the finance industry.

13
Ryan T. Asti
CRD#: 4487123
300 Parkland Plaza, Ann Arbor, MI 48103

Ryan Asti (CRD# 4487123) is an Investment Advisor Representative working at Spc in Ann Arbor, MI and has over 21 years of experience in the finance industry.

14
David H. Aulie
CRD#: 1003225
37811 W. 12 Mile, Suite 101, Farmington Hills, MI 48331

David Aulie (CRD# 1003225) is an Investment Advisor Representative working at Spc in Farmington Hills, MI and has over 41 years of experience in the finance industry. David Aulie has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

15
Maureen S. Ault
CRD#: 1618589
940 South Coast Drive, Suite 255, Costa Mesa, CA 92626

Maureen Ault (CRD# 1618589) is an Investment Advisor Representative working at Spc in Costa Mesa, CA and has over 29 years of experience in the finance industry. Maureen Ault has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

16
Timothy W. Ayer
CRD#: 4634267
300 Parkland Plaza, Ann Arbor, MI 48103

Timothy Ayer (CRD# 4634267) is an Investment Advisor Representative working at Spc in Ann Arbor, MI and has over 20 years of experience in the finance industry.

17
Anthony S. Bacarella
CRD#: 2503482
300 Parkland Plaza, Ann Arbor, MI 48103

Anthony Bacarella (CRD# 2503482) is an Investment Advisor Representative working at Spc in Ann Arbor, MI and has over 28 years of experience in the finance industry.

18
Jennifer L. Bacarella
CRD#: 2526487
Ypsilanti, MI

Jennifer Bacarella (CRD# 2526487) is an Investment Advisor Representative working at Spc in Ypsilanti, MI and has over 28 years of experience in the finance industry.

19
Timothy D. Bales
CRD#: 5062888
2106 East 86th, Indianapolis, IN 46240

Timothy Bales (CRD# 5062888) is an Investment Advisor Representative working at Spc in Indianapolis, IN and has over 17 years of experience in the finance industry. Timothy Bales has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

20
Mykel A. Barnes
CRD#: 2822474
300 Parkland Plaza, Ann Arbor, MI 48103

Mykel Barnes (CRD# 2822474) is an Investment Advisor Representative working at Spc in Ann Arbor, MI and has over 26 years of experience in the finance industry.

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