Shockman Financial

Shockman Financial (CRD# 315529) is a financial advisory firm headquartered in Fargo, ND. They manage $26,746,618 in 226 accounts and serve the financial needs of clients across 3 states (or territories).

Current Firm Details
2601 12th Street N, Unit 100, Fargo, ND 58102
https://www.shockmanfinancial.com
By the Numbers
  • Total Assets Under Management
    27
    MILLION
  • Total Number of Accounts
    226
    ACCOUNTS
  • Average Account Value
    $118,348
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

MN, ND, TX

Financial Advisors at Shockman Financial
Showing 1 - 1 of 1 top financial advisors.
1
Thomas Shockman, financial advisor Fargo ND
Thomas M. Shockman
CRD#: 1791982
2601 12th Street N, Unit 100, Fargo, ND 58102

Thomas Shockman (CRD# 1791982) is an Investment Advisor Representative working at Shockman Financial in Fargo, ND and has over 36 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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