Rbc Capital Markets, LLC

Rbc Capital Markets, LLC (CRD# 31194) is a financial advisory firm headquartered in New York, NY. They manage $201,164,001,482 in 395,275 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    201,164
    MILLION
  • Total Number of Accounts
    395,275
    ACCOUNTS
  • Average Account Value
    $508,922
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Rbc Capital Markets, LLC
Showing 31 - 40 of 3,248 top financial advisors.
31
Michael B. Allen
CRD#: 5410996
9465 Wilshire Boulevard, Suite 700, Beverly Hills, CA 90212

Michael Allen (CRD# 5410996) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Beverly Hills, CA and has over 13 years of experience in the finance industry.

32
William R. Allford
CRD#: 1766608
655 W. Broadway, Ste 1000, San Diego, CA 92101

William Allford (CRD# 1766608) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in San Diego, CA and has over 34 years of experience in the finance industry.

33
David C. Almquist
CRD#: 4998699
53 State Street, Suite 3600, Boston, MA 02109

David Almquist (CRD# 4998699) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Boston, MA and has over 16 years of experience in the finance industry.

34
Ryan W. Alstead
CRD#: 4409198
445 Lake Street E., Suite 110, Wayzata, MN 55391

Ryan Alstead (CRD# 4409198) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Wayzata, MN and has over 20 years of experience in the finance industry.

35
Vittorio Altavas
CRD#: 4993588
111 Rockville Pike, Suite 825, Rockville, MD 20850

Vittorio Altavas (CRD# 4993588) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Rockville, MD and has over 13 years of experience in the finance industry.

36
Kris K. Alvey
CRD#: 728390
200 Park Avenue, 2nd Floor, Florham Park, NJ 07932

Kris Alvey (CRD# 728390) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Florham Park, NJ and has over 28 years of experience in the finance industry.

37
Shaun Alzate
CRD#: 5350596
655 W. Broadway, Ste 1000, San Diego, CA 92101

Shaun Alzate (CRD# 5350596) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in San Diego, CA and has over 4 years of experience in the finance industry.

38
Tara E. Ambrose
CRD#: 3231773
250 Nicollet Mall, Suite 2000, Minneapolis, MN 55401

Tara Ambrose (CRD# 3231773) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Minneapolis, MN and has over 21 years of experience in the finance industry.

39
Darren Amerkanian
CRD#: 2224332
200 Park Avenue, 2nd Floor, Florham Park, NJ 07932

Darren Amerkanian (CRD# 2224332) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Florham Park, NJ and has over 29 years of experience in the finance industry.

40
Marshall E. Ames
CRD#: 1144603
100 Second Avenue South, Suite 800, Saint Petersburg, FL 33701

Marshall Ames (CRD# 1144603) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Saint Petersburg, FL and has over 38 years of experience in the finance industry.

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