Rbc Capital Markets, LLC

Rbc Capital Markets, LLC (CRD# 31194) is a financial advisory firm headquartered in New York, NY. They manage $201,164,001,482 in 395,275 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    201,164
    MILLION
  • Total Number of Accounts
    395,275
    ACCOUNTS
  • Average Account Value
    $508,922
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Rbc Capital Markets, LLC
Showing 21 - 30 of 3,248 top financial advisors.
21
Jessica S. Alcorn
CRD#: 4555608
2465 Marina Circle, Suite 500, Green Bay, WI 54304

Jessica Alcorn (CRD# 4555608) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Green Bay, WI and has over 16 years of experience in the finance industry.

22
Peter F. Alepra
CRD#: 1961408
201 First Street Se, Suite 610, Cedar Rapids, IA 52401

Peter Alepra (CRD# 1961408) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Cedar Rapids, IA and has over 33 years of experience in the finance industry.

23
Theresa S. Alewine
CRD#: 2741548
50 South Sixth Street, Suite 2350, Minneapolis, MN 55402

Theresa Alewine (CRD# 2741548) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Minneapolis, MN and has over 25 years of experience in the finance industry.

24
Diana H. Alexander
CRD#: 731900
2150 Town Square Place, Suite 310, Sugar Land, TX 77479

Diana Alexander (CRD# 731900) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Sugar Land, TX and has over 41 years of experience in the finance industry.

25
Peter C. Alexander
CRD#: 1446753
1015 W Saint Germain St, Suite 400, Saint Cloud, MN 56301

Peter Alexander (CRD# 1446753) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Saint Cloud, MN and has over 36 years of experience in the finance industry.

26
Steven R. Alexander
CRD#: 1094044
2150 Town Square Place, Suite 310, Sugar Land, TX 77479

Steven Alexander (CRD# 1094044) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Sugar Land, TX and has over 39 years of experience in the finance industry.

27
Emily A. Aley
CRD#: 4879402
805 Sw Broadway, Suite 1800, Portland, OR 97205

Emily Aley (CRD# 4879402) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Portland, OR and has over 16 years of experience in the finance industry.

28
James C. Alfonso
CRD#: 5985662
1605 Carmody Court, Suite 200, Sewickley, PA 15143

James Alfonso (CRD# 5985662) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Sewickley, PA and has over 6 years of experience in the finance industry.

29
Courtney E. Allen
CRD#: 5607322
655 W. Broadway, Ste 1000, San Diego, CA 92101

Courtney Allen (CRD# 5607322) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in San Diego, CA and has over 13 years of experience in the finance industry.

30
Curt B. Allen
CRD#: 1659391
One North Brentwood, Suite 900, Saint Louis, MO 63105

Curt Allen (CRD# 1659391) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Saint Louis, MO and has over 35 years of experience in the finance industry.

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