Pennfield Capital Corp

Pennfield Capital Corp (CRD# 111464) is a financial advisory firm headquartered in South Bend, IN. They manage $36,476,847 in 120 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    36
    MILLION
  • Total Number of Accounts
    120
    ACCOUNTS
  • Average Account Value
    $303,974
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CT, IN

Financial Advisors at Pennfield Capital Corp
Showing 1 - 2 of 2 top financial advisors.
1
Richard M. Mock
CRD#: 734387
South Bend, IN 46601

Richard Mock (CRD# 734387) is an Investment Advisor Representative working at Pennfield Capital Corp in South Bend, IN and has over 37 years of experience in the finance industry.

2
Jeffrey R. Scott
CRD#: 6758242
South Bend, IN 46601

Jeffrey Scott (CRD# 6758242) is an Investment Advisor Representative working at Pennfield Capital Corp in South Bend, IN and has over 3 years of experience in the finance industry.

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