Nwq Investment Management Company, LLC

Nwq Investment Management Company, LLC (CRD# 121876) is a financial advisory firm headquartered in Los Angeles, CA. They manage $7,646,169,882 in 3,012 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    7,646
    MILLION
  • Total Number of Accounts
    3,012
    ACCOUNTS
  • Average Account Value
    $2,538,569
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Nwq Investment Management Company, LLC
Showing 1 - 8 of 8 top financial advisors.
1
Peter L. Boardman
CRD#: 1801030
2029 Century Park East, 16th Floor, Los Angeles, CA 90067

Peter Boardman (CRD# 1801030) is an Investment Advisor Representative working at Nwq Investment Management Company, LLC in Los Angeles, CA and has over 19 years of experience in the finance industry.

2
Jon D. Bosse
CRD#: 2872066
2029 Century Park East, 16th Floor, Los Angeles, CA 90067

Jon Bosse (CRD# 2872066) is an Investment Advisor Representative working at Nwq Investment Management Company, LLC in Los Angeles, CA and has over 23 years of experience in the finance industry.

3
Sharon M. Castro
CRD#: 1927149
2029 Century Park East, 16th Floor, Los Angeles, CA 90067

Sharon Castro (CRD# 1927149) is an Investment Advisor Representative working at Nwq Investment Management Company, LLC in Los Angeles, CA and has over 23 years of experience in the finance industry.

4
James H. Galbreath
CRD#: 1345282
8400 Prentice Avenue, #1500, Greenwood Village, CO 80111

James Galbreath (CRD# 1345282) is an Investment Advisor Representative working at Nwq Investment Management Company, LLC in Greenwood Village, CO and has over 27 years of experience in the finance industry.

5
Michael A. Mullane
CRD#: 4737059
2029, 16th Floor, Los Angeles, CA 90067

Michael Mullane (CRD# 4737059) is an Investment Advisor Representative working at Nwq Investment Management Company, LLC in Los Angeles, CA and has over 15 years of experience in the finance industry.

6
Thuy Nga Nguyen
CRD#: 4570292
2049 Century Park East, Suite 1600, Los Angeles, CA 90067

Thuy Nga Nguyen (CRD# 4570292) is an Investment Advisor Representative working at Nwq Investment Management Company, LLC in Los Angeles, CA and has over 19 years of experience in the finance industry.

7
James T. Stephenson
CRD#: 3180696
2029 Century Park East, 16th Floor, Los Angeles, CA 90067

James Stephenson (CRD# 3180696) is an Investment Advisor Representative working at Nwq Investment Management Company, LLC in Los Angeles, CA and has over 20 years of experience in the finance industry.

8
Raymond J. Urban
CRD#: 2629208
2029 Century Park East, 16th Floor, Los Angeles, CA 90067

Raymond Urban (CRD# 2629208) is an Investment Advisor Representative working at Nwq Investment Management Company, LLC in Los Angeles, CA and has over 19 years of experience in the finance industry.

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