Nuveen Asset Management, LLC

Nuveen Asset Management, LLC (CRD# 155584) is a financial advisory firm headquartered in Chicago, IL. They manage $239,614,971,441 in 59,703 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    239,615
    MILLION
  • Total Number of Accounts
    59,703
    ACCOUNTS
  • Average Account Value
    $4,013,449
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Nuveen Asset Management, LLC
Showing 61 - 70 of 244 top financial advisors.
61
David M. Flaherty
CRD#: 4412707
333 W. Wacker Drive, Chicago, IL 60606

David Flaherty (CRD# 4412707) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 19 years of experience in the finance industry.

62
William A. Folland
CRD#: 2062854
333 West Wacker Drive, Chicago, IL 60606

William Folland (CRD# 2062854) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 22 years of experience in the finance industry.

63
Ian M. Fowler
CRD#: 5939285
333 West Wacker Drive, Chicago, IL 60606

Ian Fowler (CRD# 5939285) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 11 years of experience in the finance industry.

64
Lisa M. George
CRD#: 1703450
333 West Wacker Drive, Chicago, IL 60606

Lisa George (CRD# 1703450) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 36 years of experience in the finance industry.

65
Dominika Gergely
CRD#: 6420398
333 West Wacker Drive, Chicago, IL 60606

Dominika Gergely (CRD# 6420398) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 9 years of experience in the finance industry.

66
Chadwick F. Givens
CRD#: 5724196
333 West Wacker Drive, Chicago, IL 60606

Chadwick Givens (CRD# 5724196) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 13 years of experience in the finance industry.

67
Kristen Goodman
CRD#: 5900928
333 West Wacker Drive, Chicago, IL 60606

Kristen Goodman (CRD# 5900928) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 9 years of experience in the finance industry.

68
James B. Gorrell
CRD#: 5642693
333 West Wacker Drive, Chicago, IL 60606

James Gorrell (CRD# 5642693) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 13 years of experience in the finance industry.

69
Alexander J. Graf
CRD#: 5528906
333 West Wacker Drive, Chicago, IL 60606

Alexander Graf (CRD# 5528906) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 15 years of experience in the finance industry.

70
Charles P. Graves
CRD#: 1369644
333 W. Wacker Drive, Chicago, IL 60606

Charles Graves (CRD# 1369644) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 38 years of experience in the finance industry.

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