Nuveen Asset Management, LLC

Nuveen Asset Management, LLC (CRD# 155584) is a financial advisory firm headquartered in Chicago, IL. They manage $239,614,971,441 in 59,703 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    239,615
    MILLION
  • Total Number of Accounts
    59,703
    ACCOUNTS
  • Average Account Value
    $4,013,449
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Nuveen Asset Management, LLC
Showing 51 - 60 of 241 top financial advisors.
51
Daniel P. Driscoll
CRD#: 2813345
6800 Poplar Avenue, Suite 124, Memphis, TN 38138

Daniel Driscoll (CRD# 2813345) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Memphis, TN and has over 10 years of experience in the finance industry.

52
David C. Dunton
CRD#: 2336197
333 West Wacker Drive, Chicago, IL 60606

David Dunton (CRD# 2336197) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 30 years of experience in the finance industry.

53
Christopher P. Fama
CRD#: 2226023
333 West Wacker Drive, Chicago, IL 60606

Christopher Fama (CRD# 2226023) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 19 years of experience in the finance industry.

54
James P. Farrar
CRD#: 4316030
333 W. Wacker Drive, Chicago, IL 60606

James Farrar (CRD# 4316030) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 23 years of experience in the finance industry.

55
Beatrice Fields
CRD#: 4603778
333 West Wacker Drive, Chicago, IL 60606

Beatrice Fields (CRD# 4603778) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 31 years of experience in the finance industry.

56
Stacie M. Fincher
CRD#: 6421462
333 West Wacker Drive, Chicago, IL 60606

Stacie Fincher (CRD# 6421462) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 9 years of experience in the finance industry.

57
Anne M. Finley Kessler
CRD#: 3179448
333 West Wacker Drive, Chicago, IL 60606

Anne Finley Kessler (CRD# 3179448) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 12 years of experience in the finance industry.

58
Victoria V. Fisher
CRD#: 4399004
333 West Wacker Drive, Chicago, IL 60606

Victoria Fisher (CRD# 4399004) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 22 years of experience in the finance industry.

59
David M. Flaherty
CRD#: 4412707
333 W. Wacker Drive, Chicago, IL 60606

David Flaherty (CRD# 4412707) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 19 years of experience in the finance industry.

60
William A. Folland
CRD#: 2062854
333 West Wacker Drive, Chicago, IL 60606

William Folland (CRD# 2062854) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 22 years of experience in the finance industry.

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