Nuveen Asset Management, LLC

Nuveen Asset Management, LLC (CRD# 155584) is a financial advisory firm headquartered in Chicago, IL. They manage $176,294,745,164 in 43,536 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    176,295
    MILLION
  • Total Number of Accounts
    43,536
    ACCOUNTS
  • Average Account Value
    $4,049,402
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Nuveen Asset Management, LLC
Showing 11 - 20 of 258 top financial advisors.
11
Olivia T. Bakunas
CRD#: 4219219
Chicago, IL 60606

Olivia Bakunas (CRD# 4219219) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 4 years of experience in the finance industry.

12
Sarah B. Barlup
CRD#: 4277437
Chicago, IL 60606

Sarah Barlup (CRD# 4277437) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 10 years of experience in the finance industry.

13
David M. Barnd
CRD#: 6203684
Chicago, IL 60606

David Barnd (CRD# 6203684) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 5 years of experience in the finance industry.

14
Christopher G. Barron
CRD#: 4628587
Chicago, IL 60606

Christopher Barron (CRD# 4628587) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 16 years of experience in the finance industry.

15
Paul A. Bartony
CRD#: 2666151
Chicago, IL 60606

Paul Bartony (CRD# 2666151) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 19 years of experience in the finance industry.

16
Richard W. Baur
CRD#: 2733789
Chicago, IL 60606

Richard Baur (CRD# 2733789) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 22 years of experience in the finance industry.

17
Jack K. Benjamin
CRD#: 6159798
Los Angeles, CA 90067

Jack Benjamin (CRD# 6159798) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Los Angeles, CA and has over 6 years of experience in the finance industry.

18
Thomas A. Berry
CRD#: 2920289
Chicago, IL 60606

Thomas Berry (CRD# 2920289) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 18 years of experience in the finance industry.

19
James P. Bertram
CRD#: 4744062
Chicago, IL 60606

James Bertram (CRD# 4744062) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 15 years of experience in the finance industry.

20
Kevin C. Bischoff
CRD#: 5437474
Chicago, IL 60606

Kevin Bischoff (CRD# 5437474) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Chicago, IL and has over 11 years of experience in the finance industry.

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