Northern Trust Securities, Inc.

Northern Trust Securities, Inc. (CRD# 7927) is a financial advisory firm headquartered in Chicago, IL. They manage $1,026,259,255 in 2,110 accounts and serve the financial needs of clients across 35 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,026
    MILLION
  • Total Number of Accounts
    2,110
    ACCOUNTS
  • Average Account Value
    $486,379
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AZ, CA, CO, CT, DC, FL, GA, HI, IA, IL, IN, LA, MA, MD, ME, MI, MN, MO, NC, NH, NJ, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI

Financial Advisors at Northern Trust Securities, Inc.
Showing 41 - 50 of 75 top financial advisors.
41
Brian J. Rippel
CRD#: 5505094
50 South Lasalle Street, Chicago, IL 60603

Brian Rippel (CRD# 5505094) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 10 years of experience in the finance industry.

42
Adam J. Saltzman
CRD#: 4212391
62 Green Bay Road, Winnetka, IL 60093

Adam Saltzman (CRD# 4212391) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Winnetka, IL and has over 23 years of experience in the finance industry.

43
John H. Smith
CRD#: 1364341
50 South Lasalle Street, Chicago, IL 60603

John Smith (CRD# 1364341) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 30 years of experience in the finance industry.

44
Mitchell B. Thornton
CRD#: 2515299
50 S. Lasalle Street, Chicago, IL 60675

Mitchell Thornton (CRD# 2515299) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 29 years of experience in the finance industry.

45
Narsai G. Toma
CRD#: 6930429
50 South Lasalle Street, Chicago, IL 60603

Narsai Toma (CRD# 6930429) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 5 years of experience in the finance industry.

46
Maria K. Tovar
CRD#: 2772321
580 California Street, 19th Floor, San Francisco, CA 94104

Maria Tovar (CRD# 2772321) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in San Francisco, CA and has over 27 years of experience in the finance industry.

47
Vincent W. Tunstall
CRD#: 3239839
50 South Lasalle Street, Chicago, IL 60603

Vincent Tunstall (CRD# 3239839) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 24 years of experience in the finance industry.

48
Kimberly M. Underwood
CRD#: 4327191
26790 S. Tamiami Trail, Bonita Springs, FL 34134

Kimberly Underwood (CRD# 4327191) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Bonita Springs, FL and has over 22 years of experience in the finance industry.

49
Julian L. Van Ostrand
CRD#: 4262042
62 Green Bay Road, Winnetka, IL 60093

Julian Van Ostrand (CRD# 4262042) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Winnetka, IL and has over 18 years of experience in the finance industry.

50
Jeffrey S. Wasson
CRD#: 1093659
14624 N Scottsdale Rd, Suite 250, Scottsdale, AZ 85254

Jeffrey Wasson (CRD# 1093659) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Scottsdale, AZ and has over 24 years of experience in the finance industry.

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