Northern Trust Securities, Inc.

Northern Trust Securities, Inc. (CRD# 7927) is a financial advisory firm headquartered in Chicago, IL. They manage $1,026,259,255 in 2,110 accounts and serve the financial needs of clients across 35 states (or territories).

By the Numbers
  • Total Assets Under Management
    1,026
    MILLION
  • Total Number of Accounts
    2,110
    ACCOUNTS
  • Average Account Value
    $486,379
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AZ, CA, CO, CT, DC, FL, GA, HI, IA, IL, IN, LA, MA, MD, ME, MI, MN, MO, NC, NH, NJ, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI

Financial Advisors at Northern Trust Securities, Inc.
Showing 31 - 40 of 75 top financial advisors.
31
Barbara Luis
CRD#: 2493040
600 Brickell Avenue, Miami, FL 33131

Barbara Luis (CRD# 2493040) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Miami, FL and has over 29 years of experience in the finance industry.

32
Anthony J. Markham
CRD#: 4969036
1801 Post Oak Blvd., Houston, TX 77057

Anthony Markham (CRD# 4969036) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Houston, TX and has over 16 years of experience in the finance industry.

33
Nick Megremis
CRD#: 4279922
50 South Lasalle Street, Chicago, IL 60603

Nick Megremis (CRD# 4279922) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 20 years of experience in the finance industry.

34
Justin A. Mendez
CRD#: 6121841
1801 Post Oak Blvd., Houston, TX 77057

Justin Mendez (CRD# 6121841) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Houston, TX and has over 7 years of experience in the finance industry.

35
Brian E. Monahan
CRD#: 2995049
50 South Lasalle Street, Chicago, IL 60603

Brian Monahan (CRD# 2995049) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 19 years of experience in the finance industry.

36
Joseph E. Moorhead
CRD#: 2732780
50 South Lasalle Street, Chicago, IL 60603

Joseph Moorhead (CRD# 2732780) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 27 years of experience in the finance industry.

37
Michael D. Osterthun
CRD#: 6464889
Broomfield, CO

Michael Osterthun (CRD# 6464889) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Broomfield, CO and has over 8 years of experience in the finance industry.

38
Therese D. Owen
CRD#: 4266266
2190 E. Elliot Road, Suite 100, Tempe, AZ 85284

Therese Owen (CRD# 4266266) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Tempe, AZ and has over 20 years of experience in the finance industry.

39
David J. Pazdan
CRD#: 2389731
50 South Lasalle Street, Chicago, IL 60603

David Pazdan (CRD# 2389731) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 29 years of experience in the finance industry.

40
Richard C. Peterson
CRD#: 1629373
3100 North Military Trail, Boca Raton, FL 33431

Richard Peterson (CRD# 1629373) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Boca Raton, FL and has over 37 years of experience in the finance industry.

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