Be advised. This firm is no longer registered.

National Planning Corporation ("npc Of America" In Fl & Ny)

National Planning Corporation ("npc Of America" In Fl & Ny) (CRD# 29604) is a financial advisory firm headquartered in El Segundo, CA. They manage $7,363,549,303 in 35,202 accounts and serve the financial needs of clients across 52 states (or territories).

Current Firm Details
By the Numbers
  • Total Assets Under Management
    7,364
    MILLION
  • Total Number of Accounts
    35,202
    ACCOUNTS
  • Average Account Value
    $209,180
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at National Planning Corporation ("npc Of America" In Fl & Ny)
Showing 1 - 10 of 17 top financial advisors.
1
Joseph S. Arnold
CRD#: 4322124
Glastonbury, CT 06033

Joseph Arnold (CRD# 4322124) is a Financial Advisor working at National Planning Corporation ("npc Of America" In Fl & Ny)/Foundation Wealth Advisors, LLC in Westlake, OH and has over 15 years of experience in the finance industry.

2
Travis L. Buck
CRD#: 4056190
Burnsville, MN 55337

Travis Buck (CRD# 4056190) is an Investment Advisor Representative working at National Planning Corporation ("npc Of America" In Fl & Ny) in Burnsville, MN and has over 19 years of experience in the finance industry. Travis Buck has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Peter J. Coleman
CRD#: 2775291
Huntington Beach, CA 92647

Peter Coleman (CRD# 2775291) is an Investment Advisor Representative working at National Planning Corporation ("npc Of America" In Fl & Ny) in Huntington Beach, CA and has over 8 years of experience in the finance industry.

4
Diego De Los Santos
CRD#: 6300722
West Covina, CA 91790

Diego De Los Santos (CRD# 6300722) is an Investment Advisor Representative working at National Planning Corporation ("npc Of America" In Fl & Ny) in West Covina, CA and has over 5 years of experience in the finance industry.

5
Jane S. Eddy, ChFC
CRD#: 1617771
Ormond Beach, FL 32174

Jane Eddy (CRD# 1617771) is an Investment Advisor Representative working with  National Planning Corporation ("npc Of America" In Fl & Ny) in Ormond Beach, FL and has close to 30 years of experience in the finance industry. Jane assists and educates clients on non-traditional wealth strategies for building, accumulating and distributing assets efficiently.  With so many unknown variables disrupting asset accumulation and distribution objectives, Jane uses strategies that not only directly reduce risk and taxes but put people, not institutions, in control of their wealth.

6
Robert Galindo
CRD#: 4538639
San Jose, CA 95124

Robert Galindo (CRD# 4538639) is an Investment Advisor Representative working at National Planning Corporation ("npc Of America" In Fl & Ny) in San Jose, CA and has over 13 years of experience in the finance industry.

7
Colin T. Gray
CRD#: 5932444
Ormond Beach, FL 32174

Colin Gray (CRD# 5932444) is an Investment Advisor Representative working at National Planning Corporation ("npc Of America" In Fl & Ny) in Ormond Beach, FL and has over 6 years of experience in the finance industry.

8
Richard E. Harman III
CRD#: 5374251
Ormond Beach, FL 32174

I'm a Financial Advisor and Accredited Investment Fiduciary specializing in retirement planning and wealth management strategies. I assist clients with developing a comprehensive financial plan and implementing customized strategies to put them on track for a successful retirement and keep them on track.

9
Stephen A. Hartel, MBA, AIF
CRD#: 4570388
Denver, CO 80206

Steve is an Investment Advisor Representative (IAR) with both National Planning Corp (NPC) and Trilogy Capital. Steve is a Wealth Advisor with the independent financial planning firm Trilogy FInancial.

 

Steve is a Wealth Advisor in Trilogy’s Denver office. He believes in treating his clients with respect, honesty, integrity, and service excellence. Steve does not believe in cookie cutter financial plans. Everyone’s needs and goals are different; what may make sense for one person may not make sense for another, even if they are at the same age or stage in life.

Steve is committed to thinking holistically and creatively so that he can help his clients work towards their unique financial goals. He is attracted to the energy of those who shape our world and future such as business owners, educators, and entrepreneurs. Steve is dedicated to helping clients achieve financial independence through practical, values-driven financial plans.

Prior to joining Trilogy, Steve enjoyed significant roles at a boutique investment management firm, as a private consultant, as the head of a registered investment advisory firm, and at a highly specialized unit of Fidelity Investments. He holds an MBA in Finance, and has furthered his education with graduate courses at both the University of Southern CA and Merrimack College. He has appeared numerous times as a financial specialist guest on national radio and television networks. Steve is an Accredited Investment Fiduciary, AIF®.

Steve specializes in advising clients on how to strive for their financial goals, pay less in taxes, affordably pay for college, invest smarter, and properly manage their hard-earned assets. He thrives in his role as a financial mentor. He enjoys educating small business owners and guiding individuals and families through all stages of their financial lives. 

10
David Rae
CRD#: 4630789
Torrance, CA 90502

David Rae (CRD# 4630789) is an Investment Advisor Representative working at National Planning Corporation ("npc Of America" In Fl & Ny) in Torrance, CA and has over 16 years of experience in the finance industry. David Rae has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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