Hsbc Securities (usa) Inc.

Hsbc Securities (usa) Inc. (CRD# 19585) is a financial advisory firm headquartered in New York, NY. They manage $3,376,711,516 in 17,533 accounts and serve the financial needs of clients across 52 states (or territories).

By the Numbers
  • Total Assets Under Management
    3,377
    MILLION
  • Total Number of Accounts
    17,533
    ACCOUNTS
  • Average Account Value
    $192,592
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Hsbc Securities (usa) Inc.
Showing 1 - 10 of 433 top financial advisors.
1
Angela Q. Abate
CRD#: 2963357
New York, NY 10018

Angela Abate (CRD# 2963357) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 13 years of experience in the finance industry.

2
Karen M. Acher-Howard
CRD#: 2040414
Miami, FL 33131

Karen Acher-Howard (CRD# 2040414) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Miami, FL and has over 21 years of experience in the finance industry.

3
Nathan Y. Addo
CRD#: 5774482
Fairfax, VA 22030

Nathan Addo (CRD# 5774482) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Fairfax, VA and has over 6 years of experience in the finance industry.

4
Sally A. Afonso
CRD#: 6992303
New York, NY 10018

Sally Afonso (CRD# 6992303) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 3 years of experience in the finance industry.

5
Ferris S. Ahn
CRD#: 2645211
Alexandria, VA 22314

Ferris Ahn (CRD# 2645211) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Alexandria, VA and has over 24 years of experience in the finance industry. Ferris Ahn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
John P. Aiello
CRD#: 4737535
Brooklyn, NY 11223

John Aiello (CRD# 4737535) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Brooklyn, NY and has over 15 years of experience in the finance industry.

7
Chad I. Akselrad
CRD#: 6152825
Philadelphia, PA 19102

Chad Akselrad (CRD# 6152825) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Philadelphia, PA and has over 3 years of experience in the finance industry.

8
Michael J. Alba
CRD#: 4785395
Depew, NY 14043

Michael Alba (CRD# 4785395) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Depew, NY and has over 15 years of experience in the finance industry.

9
Amy C. Allen
CRD#: 4643282
New York, NY 10018

Amy Allen (CRD# 4643282) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 10 years of experience in the finance industry.

10
Mayra Alvarez
CRD#: 5765625
Fort Lauderdale, FL 33316

Mayra Alvarez (CRD# 5765625) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Fort Lauderdale, FL and has over 8 years of experience in the finance industry.

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