Guggenheim Partners Investment Management, LLC

Guggenheim Partners Investment Management, LLC (CRD# 137432) is a financial advisory firm headquartered in Santa Monica, CA. They manage $198,110,444,376 in 245 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    198,110
    MILLION
  • Total Number of Accounts
    245
    ACCOUNTS
  • Average Account Value
    $808,614,059
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Guggenheim Partners Investment Management, LLC
Showing 1 - 4 of 4 top financial advisors.
1
Jennifer J. Nilles
CRD#: 1712263
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401

Jennifer Nilles (CRD# 1712263) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has over 22 years of experience in the finance industry.

2
Leigh A. Poggio
CRD#: 2660890
330 Madison Avenue, New York, NY 10017

Leigh Poggio (CRD# 2660890) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in New York, NY and has over 24 years of experience in the finance industry.

3
Anne B. Walsh
CRD#: 2671132
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401

Anne Walsh (CRD# 2671132) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has 1 year of experience in the finance industry.

4
Qi Yan
CRD#: 5338547
100 Wilshire Blvd, Suite 500, Santa Monica, CA 90401

Qi Yan (CRD# 5338547) is an Investment Advisor Representative working at Guggenheim Partners Investment Management, LLC in Santa Monica, CA and has over 16 years of experience in the finance industry.

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