Apella Capital

Apella Capital (CRD# 171106) is a financial advisory firm headquartered in Glastonbury, CT. They manage $549,000,000 in 1,979 accounts and serve the financial needs of clients across 22 states (or territories).

By the Numbers
  • Total Assets Under Management
    549
    MILLION
  • Total Number of Accounts
    1,979
    ACCOUNTS
  • Average Account Value
    $277,413
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AZ, CA, CO, CT, DC, FL, GA, IL, LA, MA, MD, NC, NH, NJ, NY, OH, PA, RI, TN, TX, VA, VT

Financial Advisors at Apella Capital
Showing 1 - 9 of 9 top financial advisors.
1
Jerrold N. Dorfman
CRD#: 4652630
298 West Exchange Street, Suite 101, Providence, RI 02903

Jerrold Dorfman (CRD# 4652630) is an Investment Advisor Representative working at Apella Capital in Providence, RI and has 1 year of experience in the finance industry.

2
James R. Femia
CRD#: 2243133
51 Atlantic Ave., Marblehead, MA 01945

James Femia (CRD# 2243133) is an Investment Advisor Representative working at Apella Capital in Marblehead, MA and has over 27 years of experience in the finance industry.

3
Peter A. Leppones
CRD#: 2302042
151 National Drive, Glastonbury, CT 06033

Peter Leppones (CRD# 2302042) is an Investment Advisor Representative working at Apella Capital in Glastonbury, CT and has over 23 years of experience in the finance industry. Peter Leppones has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

4
Catherine M. Mills
CRD#: 6688833
5 Walker St, Lenox, MA 01240

Catherine Mills (CRD# 6688833) is an Investment Advisor Representative working at Apella Capital in Lenox, MA and has over 3 years of experience in the finance industry.

5
Kathleen S. Parks
CRD#: 2727455
151 National Drive, Glastonbury, CT 06033

Kathleen Parks (CRD# 2727455) is an Investment Advisor Representative working at Apella Capital in Glastonbury, CT and has over 23 years of experience in the finance industry. Kathleen Parks has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

6
Edward S. Richter
CRD#: 4517676
5 Walker Street, Lenox, MA 01240

Edward Richter (CRD# 4517676) is an Investment Advisor Representative working at Apella Capital in Lenox, MA and has over 20 years of experience in the finance industry.

7
James P. Scanlan
CRD#: 1134158
151 National Drive, Glastonbury, CT 06033

James Scanlan (CRD# 1134158) is an Investment Advisor Representative working at Apella Capital in Glastonbury, CT and has over 36 years of experience in the finance industry. James Scanlan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

8
Harvey Siegel
CRD#: 1072771
5 Walker Street, Lenox, MA 01240

Harvey Siegel (CRD# 1072771) is an Investment Advisor Representative working at Apella Capital in Lenox, MA and has over 32 years of experience in the finance industry.

9
Barry M. Wesson
CRD#: 1780580
5 Walker Street, Lenox, MA 01240

Barry Wesson (CRD# 1780580) is an Investment Advisor Representative working at Apella Capital in Lenox, MA and has over 32 years of experience in the finance industry.

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