Samuel Gleaves (CRD# 6958821) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Zionsville, IN and has over 5 years of experience in the finance industry. Samuel Gleaves has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 838414
Canterbury Investment Management, LLC
CRD# 5915026
Edward Jones
CRD# 5202152
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Stifel Nicolaus & Co Inc. | Zionsville, IN | Oct 2018 - Current | 5 |
| Axa Advisors, LLC | Indianapolis, IN | Jun 2018 - Oct 2018 | < 1 |
| Unemployed | Indianapolis, IN | May 2018 - Jun 2018 | < 1 |
| Student | Indianapolis, IN | Sep 2017 - Apr 2018 | < 1 |
| Westpoint Financial Group | Indianapolis, IN | May 2017 - Aug 2017 | < 1 |
| Student | Indianapolis, IN | Sep 2016 - Apr 2017 | < 1 |
| Centimark Corporation | Indianapolis, IN | May 2016 - Aug 2016 | < 1 |
| Student | Indianapolis, IN | Sep 2015 - Apr 2016 | < 1 |
| Ceramica Inc. | Indianapolis, IN | May 2015 - Aug 2015 | < 1 |
| Student | Indianapolis, IN | May 2008 - Apr 2015 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2018 |
- IN
- TX
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Total Assets Under Management149,249MILLIONS
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Total Number of Accounts348,524ACCOUNTS
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Average Account Value$428,231
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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