Brett Brooks, financial advisor Zionsville IN

Brett Brooks

CRD Number: 5131705
Current Firm: Huntington Financial Advisors

Brett Brooks (CRD# 5131705) is an Investment Advisor Representative working at Huntington Financial Advisors in Zionsville, IN and has over 17 years of experience in the finance industry. Brett Brooks has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
The Huntington Investment Company Columbus, OH Aug 2010 - Current 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2006
S66 NASAA Uniform Combined State Law Examination Jan 2007
Contact Info for Brett A. Brooks
Phone Number: 800.322.4600
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    5,197
    MILLIONS
  • Total Number of Accounts
    32,956
    ACCOUNTS
  • Average Account Value
    $157,688
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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