Brian Pecker (CRD# 3108457) is an Investment Advisor Representative working at Avantax Advisory Services in Yonkers, NY and has over 25 years of experience in the finance industry.
CRD# 2915697
Abbondandolo Wealth Management Corp
CRD# 718407
Osaic Wealth, Inc.
CRD# 5834533
Charles Schwab & Company, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Avantax Advisory Services | Ft Lauderdale, FL | Jan 2013 - Current | 11 |
| Avantax Investment Services, Inc. | Ft Lauderdale, FL | Aug 1998 - Current | 25 |
| Shine & Company LLP | Ny, NY | Jan 1980 - Current | 44 |
| Prager Metis Cpas LLC | New York, NY | Jan 2020 - Dec 2022 | 2 |
| Prager Metis Cpas LLC | New York, NY | Jan 2020 - Dec 2022 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jun 2023 |
| S63 | Uniform Securities State Law Examination | Nov 1998 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
- NY
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Total Assets Under Management41,696MILLIONS
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Total Number of Accounts131,534ACCOUNTS
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Average Account Value$316,996
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
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- Educational seminars/workshops
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AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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