Nathan Waller (CRD# 6339529) is an Investment Advisor Representative working at Flagship Harbor Advisors, LLC in Yarmouth, ME and has over 7 years of experience in the finance industry.
CRD# 6528663
Ubs Financial Services Inc.
CRD# 5157367
Lpl Financial LLC
CRD# 2883211
R M Davis Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Flagship Harbor Advisors, LLC | Yarmouth, ME | Apr 2023 - Current | 1 |
| Shepard Financial LLC | Yarmouth, ME | Feb 2020 - Current | 4 |
| Lpl Financial, LLC | Yarmouth, ME | Jul 2016 - Current | 7 |
| Norton Financial Services | Cumberland Foreside, ME | May 2014 - Apr 2016 | 1 |
| Commonwealth Financial Network | Waltham, MA | Jan 2014 - Apr 2016 | 2 |
| Key Bank | Portland, ME | Jul 2010 - May 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2017 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2023 |
- ME
-
Total Assets Under Management2,449MILLIONS
-
Total Number of Accounts12,625ACCOUNTS
-
Average Account Value$193,975
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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