Sean Stevens (CRD# 2426602) is an Investment Advisor Representative working at Triumph Wealth Advisors, Inc. in Woodstock, GA and has over 30 years of experience in the finance industry.
CRD# 7069825
Beacon Global Advisor Network, LLC
CRD# 5338514
Rollins Financial Advisors, LLC
CRD# 5822473
Rockefeller Capital Management
Company Name | Location | Dates | Years |
---|---|---|---|
World Equity Group | Arlington Heights, IL | Aug 2019 - Current | 4 |
Triumph Wealth Advisors, Inc. | Woodstock, GA | Oct 2017 - Current | 6 |
Midwest Associates Brokerage Llc Dba Ridgemont Bar | Windsor Heights, IN | Aug 2008 - Current | 15 |
Midwest Associates, Inc. | West Des Moines, IA | Oct 1990 - Current | 33 |
Tcm Securities, Inc. | Woodstock, GA | Oct 2017 - Aug 2019 | 1 |
Gradient Securities, LLC | Arden Hills, MN | Jun 2017 - Sep 2017 | < 1 |
Change Path LLC | W. Des Moines, IA | Feb 2017 - May 2017 | < 1 |
Gradient Securities, LLC | Arden Hills, MN | Nov 2014 - Feb 2017 | 2 |
Gradient Advisors, LLC | Arden Hills, MN | Nov 2014 - Feb 2015 | < 1 |
Horter Investment Management, LLC | Cincinnati, OH | May 2014 - Aug 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jan 1994 |
S65 | NASAA Investment Advisors Law Examination | Mar 2001 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IA
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Total Assets Under Management42MILLIONS
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Total Number of Accounts225ACCOUNTS
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Average Account Value$185,387
- A percentage of assets under your management
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- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
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