John Essigman (CRD# 4917240) is an Investment Advisor Representative working at Moors & Cabot, Inc. in Winter Park, FL and has over 17 years of experience in the finance industry.
CRD# 1009942
Ubs Financial Services Inc.
CRD# 4845592
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2227187
Merit Financial Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Moors Cabot Inc. | Winter Park, FL | Aug 2022 - Current | 1 |
| Pruco Securities, LLC | Cleveland, GA | Dec 2020 - Aug 2022 | 1 |
| Prudential Insurance Company Of America | Cleveland, GA | Dec 2020 - Aug 2022 | 1 |
| John Essigman Wealth Advisors LLC | Cleveland, GA | Aug 2011 - Dec 2020 | 9 |
| John Essigman LLC | Cleveland, GA | Sep 2008 - Dec 2020 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Sep 2006 |
| S63 | Uniform Securities State Law Examination | Oct 2020 |
- GA
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Total Assets Under Management2,492MILLIONS
-
Total Number of Accounts4,119ACCOUNTS
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Average Account Value$605,094
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, DC, FL, GA, IA, IL, IN, LA, MD, ME, MI, MN, MO, MT, NC, NH, NJ, NM, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, VT, WA, WI
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