Richard Stallone (CRD# 1343037) is an Investment Advisor Representative working at Ras Capital Services, Inc. in Wilton, CT and has over 32 years of experience in the finance industry.
CRD# 5563596
Eagle Strategies LLC
CRD# 4545110
Cambridge Investment Research Advisors, Inc.
CRD# 2865203
Gamco Asset Management Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ras Capital Services, Inc. | Wilton, CT | Apr 2009 - Current | 15 |
| Raymond James Financial Services Advisors, Inc. | Saint Petersburg, FL | Jan 2009 - Current | 15 |
| Raymond James Financial Services, Inc. | New York, NY | Feb 2005 - Current | 19 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1992 |
| S65 | NASAA Investment Advisors Law Examination | Sep 1997 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CT
- NY
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Total Assets Under Management46MILLIONS
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Total Number of Accounts10ACCOUNTS
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Average Account Value$4,600,000
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
CT, NY
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