John Hummel (CRD# 823557) is an Investment Advisor Representative working at Ais Capital Management LP in Wilton, CT and has over 33 years of experience in the finance industry.
CRD# 1110398
New Edge Wealth
CRD# 7025158
Oppenheimer & Company Inc.
CRD# 3063448
Northwestern Mutual Investment Services,llc
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ais Capital Management LLC | Wilton, CT | Apr 1993 - Current | 31 |
| Ais Futures Mangement LLC | Wilton, CT | Apr 1993 - Current | 31 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1990 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2009 |
- CT
- FL
-
Total Assets Under Management168MILLIONS
-
Total Number of Accounts54ACCOUNTS
-
Average Account Value$3,102,157
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
CT, FL
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