Riley Stephenson
CRD Number: 5822473Current Firm: Rockefeller Capital Management
Compensation Model: Both
Riley Stephenson (CRD# 5822473) is an Investment Advisor Representative working with the Decision Point Wealth Consulting team at UBS Financial Services Inc. in Wilmington, NC and has over 8 years of experience in the finance industry.
CRD# 7069825
Beacon Global Advisor Network, LLC
CRD# 5338514
Rollins Financial Advisors, LLC
CRD# 6506817
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Rockefeller Financial LLC | Wilmington, NC | Sep 2023 - Current | < 1 |
| Ubs Financial Services Inc. | Wilmington, NC | Jun 2015 - Sep 2023 | 8 |
| Cape Fear Country Club | Wilmington, NC | Jun 2014 - May 2015 | < 1 |
| Ubs Financial Services Inc. | Wilmington, NC | Feb 2014 - May 2015 | 1 |
| University Of North Carolina - Wilmington | Wilmington, NC | Aug 2011 - May 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2015 |
- NC
- TX
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Total Assets Under Management51,821MILLIONS
-
Total Number of Accounts61,461ACCOUNTS
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Average Account Value$843,153
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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