Dustin Hocken (CRD# 6138523) is an Investment Advisor Representative working at Omnistar Financial Group, Inc. in Wilmington, NC and has over 9 years of experience in the finance industry. Dustin Hocken has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5248339
Tilia Fiduciary Partners, Inc.
CRD# 5582433
Old North State Wealth Management, LLC
CRD# 5191257
Bankers Life Advisory Services, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Omnistar Financial Group, Inc. | Wilmington, NC | Apr 2021 - Current | 3 |
Northwestern Mutual Wealth Management Company | Milwaukee, WI | Mar 2016 - Current | 8 |
Northwestern Mutual Investment Services, LLC | Wilmington, NC | Jul 2015 - Current | 8 |
Northwestern Mutual Life Insurance Company | Milwaukee, WI | Jan 2013 - Current | 11 |
University Of Northern Iowa | Cedar Falls, IA | Aug 2012 - Current | 11 |
Northwestern Mutual Investment Services, LLC | Waterloo, IA | Aug 2013 - Jul 2015 | 1 |
Longhorn Steakhouse | Waterloo, IA | Aug 2011 - Jun 2014 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Aug 2014 |
S65 | NASAA Investment Advisors Law Examination | May 2021 |
- NC
-
Total Assets Under Management185MILLIONS
-
Total Number of Accounts754ACCOUNTS
-
Average Account Value$244,805
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
NC, SC, TX
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