James Pratt-Heaney (CRD# 1514331) is an Investment Advisor Representative working at Coastal Bridge Advisors in Westport, CT and has over 37 years of experience in the finance industry.
CRD# 854692
Aps Wealth Management, LLC
CRD# 2865203
Gamco Asset Management Inc.
CRD# 2564494
Stifel, Nicolaus & Company, Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Coastal Bridge Advisors | Westport, CT | Dec 2009 - Current | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1986 |
| S65 | NASAA Investment Advisors Law Examination | Nov 1992 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CT
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Total Assets Under Management2,815MILLIONS
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Total Number of Accounts4,259ACCOUNTS
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Average Account Value$660,878
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
CA, CO, CT, FL, ID, LA, MA, NH, NJ, NV, NY, SD, TX, VA
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