Robert Mills
CRD Number: 848650
Current Firm: Golden State Wealth Management, LLC
Compensation Model: Both
Robert Mills (CRD# 848650) is an Investment Advisor Representative working at LPL Financial LLC in Westlake Village, CA and has over 41 years of experience in the finance industry.
CRD# 6406556
Aqua Capital Advisors
CRD# 6770924
Wealth Management Partners Of Los Angeles
CRD# 5656946
The Lynd Group Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial, LLC | Westlake Village, CA | Jan 2017 - Current | 7 |
| Golden State Wealth Management, LLC | South Coast Metro, CA | Jan 2017 - Current | 7 |
| Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Dec 2016 | 1 |
| Morgan Stanley Smith Barney | Thousand Oaks, CA | Jun 2009 - Dec 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1980 |
| S65 | NASAA Investment Advisors Law Examination | Jun 1994 |
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Total Assets Under Management1,691MILLIONS
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Total Number of Accounts6,184ACCOUNTS
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Average Account Value$273,403
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, CO, CT, FL, ID, IN, LA, MA, MI, MN, MT, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI, WY
Robert A. ''Rocky'' Mills, CIMA® is a Registered Representative with and Securities offered through LPL Financial, Member FINRA & SIPC. Investment Advice offered through Westlake Investment Advisors, a registered investment advisor and separate entity from LPL Financial.
The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: CA, FL, IN, MO, NV, NY.
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