James Lang (CRD# 2959057) is an Investment Advisor Representative working at Independent Financial Group, LLC in Westlake Village, CA and has over 26 years of experience in the finance industry.
CRD# 6406556
Aqua Capital Advisors
CRD# 6770924
Wealth Management Partners Of Los Angeles
CRD# 5656946
The Lynd Group Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Independent Financial Group | Westlake Village, CA | Oct 2020 - Current | 3 |
| Lang Wealth Management, LLC | Westlake Village, CA | Jul 2020 - Current | 4 |
| J.d. Lang & Associates | Westlake Village, CA | Jan 1987 - Current | 37 |
| Ball & Company | Thousand Oaks, CA | Jul 2020 - Feb 2021 | < 1 |
| Lpl Financial, LLC | Westlake Village, CA | May 2002 - Jun 2020 | 18 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1997 |
| S65 | NASAA Investment Advisors Law Examination | Jul 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management6,751MILLIONS
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Total Number of Accounts30,369ACCOUNTS
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Average Account Value$222,295
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