Daniel Casey, financial advisor Westlake Village CA

Daniel Casey

CRD Number: 3244019
Current Firm: United Planners' Financial Services Of America A Limited Partner

Daniel Casey (CRD# 3244019) is an Investment Advisor Representative working at United Planners' Financial Services Of America A Limited Partner in Westlake Village, CA and has over 24 years of experience in the finance industry. Daniel Casey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Westlake Financial Advisors LLC Westlake Village, CA Jan 2014 - Current 10
United Planners' Financial Services Scottsdale, AZ Nov 2013 - Current 10
University Of California Los Angeles Los Angeles, CA May 2000 - Current 23
Daniel Casey Insurance Westlake Village, CA May 2000 - Current 23
University Of California Los Angeles Los Angeles, CA May 2000 - Current 23
Ucla Extension Los Angeles, CA May 2000 - Current 23
Aarp Moorpark, CA Jan 2000 - Current 24
University Of California Santa Barbara Santa Barbara, CA May 2000 - Jun 2015 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1999
S65 NASAA Investment Advisors Law Examination Jul 1999
Contact Info for Daniel F. Casey
Phone Number: 480-991-0225
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    6,086
    MILLIONS
  • Total Number of Accounts
    50,361
    ACCOUNTS
  • Average Account Value
    $120,841
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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