John Broderick (CRD# 2655243) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Westlake, TX and has over 28 years of experience in the finance industry. John Broderick has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5009276
Hedgefield Wealth Management
CRD# 1255317
Osaic Wealth, Inc.
CRD# 4211653
Raymond James & Associates, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Charles Schwab Bank. Ssb | Westlake, TX | Jun 2023 - Current | 1 |
Charles Schwab And Company, Inc. | Westlake, TX | Dec 2022 - Current | 1 |
Mirasol Country Club | Palm Beach Gardens, FL | Jan 2020 - Current | 4 |
Td Ameritrade | West Palm Beach, FL | Mar 2020 - Dec 2022 | 2 |
Unemployed | Palm Beach Gardens, FL | Oct 2019 - Dec 2019 | < 1 |
Blue World Pools | Atlanta, GA | Apr 2019 - Oct 2019 | < 1 |
Unemployed | Palm Beach Gardens, FL | Jan 2019 - Mar 2019 | < 1 |
Bank Of America,n.a. | West Palm Beach, FL | Jun 2011 - Dec 2018 | 7 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | West Palm Beach, FL | Sep 2005 - Dec 2018 | 13 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 1995 |
S65 | NASAA Investment Advisors Law Examination | Nov 1995 |
- FL
- TX
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.