Fred AbbottCRD Number: 2278230
Current Firm: Lpl Financial LLC
Fred Abbott (CRD# 2278230) is an Investment Advisor Representative working at Lpl Financial LLC in Westerville, OH and has over 29 years of experience in the finance industry. Fred Abbott has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Stratos Wealth Partners, Ltd
Shuttleworth & Company
First Heartland Consultants, Inc.
|Lpl Financial LLC||Westerville, OH||Oct 2020 - Current||2|
|Abbott Financial Services||Delaware, OH||Aug 2009 - Current||13|
|Securities America, Inc.||Westerville, OH||Sep 2020 - Oct 2020||< 1|
|Securities America Advisors, Inc.||La Vista, NE||Sep 2020 - Oct 2020||< 1|
|Securities Service Network Inc.||Westerville, OH||Aug 2016 - Oct 2020||4|
|Retirement Planning Partners LLC||North Haven, CT||Feb 2008 - Aug 2016||8|
|Ameritas Investment Corp.||Lincoln, NE||Jun 2006 - Aug 2016||10|
|Ameritas Life Insurance||Lincoln, NE||Jun 2006 - Aug 2016||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1994|
|S65||NASAA Investment Advisors Law Examination||Mar 1997|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management368,019MILLIONS
Total Number of Accounts1,688,501ACCOUNTS
Average Account Value$217,956
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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