Michael Dalton (CRD# 5701309) is an Investment Advisor Representative working at Mml Investors Services, LLC in Wakefield, MA and has over 10 years of experience in the finance industry. Michael Dalton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2513892
Advanced Portfolio Design, LLC
CRD# 4046712
Stonehearth Capital Management
CRD# 2086353
Fidelity Personal And Workplace Advisors
Company Name | Location | Dates | Years |
---|---|---|---|
Mml Investors Services, LLC | Wakefield, MA | Feb 2024 - Current | < 1 |
Massmutual Life Insurance Co | Wakefield, MA | Feb 2024 - Current | < 1 |
Hightower Advisors, LLC | North Andover, MA | Jul 2023 - Feb 2024 | < 1 |
Hightower Securities, LLC | North Andover, MA | Jul 2023 - Feb 2024 | < 1 |
Boston Hill Advisors, LLC | North Andover, MA | Jun 2022 - Jul 2023 | 1 |
Lpl Financial, LLC | Nashua, NH | May 2021 - Jun 2022 | 1 |
Northeast Planning Associates, Inc. | Nashua, NH | May 2021 - Jun 2022 | 1 |
Cuso Financial Services,lp | Fitchburg, MA | Mar 2021 - Apr 2021 | < 1 |
Workers Credit Union | Fitchburg, MA | Mar 2021 - Apr 2021 | < 1 |
Lpl Financial LLC | Chelmsford, MA | Jun 2019 - Feb 2021 | 1 |
Digital Federal Credit Union | Chelmsford, MA | Jun 2019 - Feb 2021 | 1 |
Financial Foundations | Westborough, MA | Jan 2019 - Jun 2019 | < 1 |
Commonwealth Financial Network | Westborough, MA | Jan 2019 - Jun 2019 | < 1 |
Commonwealth Financial Network | Westborough, MA | Jan 2019 - Jun 2019 | < 1 |
Digital Federal Credit Union | Marlborough, MA | Aug 2016 - Dec 2018 | 2 |
Lpl Financial LLC | Marlborough, MA | Aug 2016 - Dec 2018 | 2 |
Unemployed | Leominster, MA | Jan 2016 - Jul 2016 | < 1 |
Santander Bank Na | Holden, MA | Nov 2015 - Jan 2016 | < 1 |
Santander Securities LLC | Holden, MA | Nov 2015 - Jan 2016 | < 1 |
Strategic Advisers, Inc. | Merrimack, NH | Nov 2013 - Oct 2015 | 1 |
Fidelity Brokerage Services LLC | Merrimack, NH | Jul 2013 - Oct 2015 | 2 |
Fidelity Investments | Merrimack, NH | Apr 2013 - Oct 2015 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jul 2013 |
S66 | NASAA Uniform Combined State Law Examination | Nov 2013 |
- NH
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Total Assets Under Management72,828MILLIONS
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Total Number of Accounts351,645ACCOUNTS
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Average Account Value$207,106
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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