Andrew Aubrey (CRD# 2768578) is an Investment Advisor Representative working at Lpl Financial LLC in Glastonbury, CT and has over 27 years of experience in the finance industry. Andrew Aubrey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4579297
Upper Left Wealth Management, LLC
CRD# 2726777
Springboard Asset Management LLC
CRD# 4297910
Milestone Asset Management Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial, LLC | Glastonbury, CT | Jan 2021 - Current | 3 |
| Janney Montgomery Scott LLC | Glastonbury, CT | Nov 2020 - Jan 2021 | < 1 |
| Janney Montgomery Scott, LLC | West Hartford, CT | Feb 2018 - Nov 2020 | 2 |
| Bank Of America, N.a. | Hartford, CT | Mar 2010 - Feb 2018 | 7 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hartford, CT | Oct 2009 - Feb 2018 | 8 |
| Bank Of America, N.a. | Hartford, CT | Oct 2004 - Feb 2018 | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1996 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2000 |
- CT
- TX
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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