Junwei Liu (CRD# 3111230) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in West Covina, CA and has over 24 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6232434
Bluepoint Wealth Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Transamerica Financial Advisors, Inc. | West Covina, CA | May 2018 - Current | 6 |
| Transamerica | Covina, CA | May 2014 - Mar 2018 | 3 |
| E-w Investments, Inc. | San Gabriel, CA | Apr 2016 - Jun 2016 | < 1 |
| Transamerica | Covina, CA | May 2014 - Apr 2016 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Sep 1999 |
| S63 | Uniform Securities State Law Examination | Sep 2018 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management1,619MILLIONS
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Total Number of Accounts45,001ACCOUNTS
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Average Account Value$35,987
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