Diego De Los Santos (CRD# 6300722) is an Investment Advisor Representative working at Lpl Financial LLC in El Monte, CA and has over 10 years of experience in the finance industry.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | El Monte, CA | Nov 2021 - Current | 2 |
| Lidc Hospitality, Inc Bda Lupes Mexican Eatery | San Juan Capistrano, CA | Feb 2021 - Current | 3 |
| Transamerica Financial Advisors, Inc. | Chino Hills, CA | Mar 2020 - Nov 2021 | 1 |
| World Financial Group, Inc. | Chino Hills, CA | Jan 2020 - Nov 2021 | 1 |
| Farmacia San Diego | Mezcala Jalisco, | Jul 2019 - Mar 2020 | < 1 |
| Lpl Financial LLC | West Covina, CA | Nov 2017 - Mar 2020 | 2 |
| Trilogy Capital | West Covina, CA | Jan 2015 - Jan 2020 | 5 |
| National Planning Corporation | West Covina, CA | Feb 2014 - Nov 2017 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2014 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2015 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
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