Stephen Pontello (CRD# 6572358) is an Investment Advisor Representative working at Empower Advisory Group, LLC in Wentzville, MO and has over 6 years of experience in the finance industry.
CRD# 1018380
Cutter & Company, Inc.
CRD# 6463221
Cetera Investment Advisers LLC
CRD# 3168400
Creative Planning
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Gwfs Equities, Inc. | Overland Park, KS | May 2021 - Current | 3 |
| Paradigm Financial Advisors | Des Peres, MO | Jul 2019 - May 2021 | 1 |
| Td Ameritrade | St. Louis, MO | Sep 2017 - Jun 2019 | 1 |
| Us Bank | Lake St. Louis, MO | Apr 2016 - Aug 2017 | 1 |
| University Of Missouri St. Louis | St. Louis, MO | Jan 2014 - Aug 2017 | 3 |
| Kitaro Bistro Of Japan | Ofallon, MO | Aug 2010 - Apr 2016 | 5 |
| St. Charles Community College | Cottleville, MO | Aug 2012 - Dec 2014 | 2 |
| Sm Pontello Tile And Marble | St Louis, MO | Jun 2011 - Jun 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2017 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2021 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MO
-
Total Assets Under Management134,279MILLIONS
-
Total Number of Accounts188,739ACCOUNTS
-
Average Account Value$711,454
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.