Joseph Johnson, financial advisor Wenatchee WA

Joseph Johnson

CRD Number: 5823921
Current Firm: Lpl Financial LLC

Joseph Johnson (CRD# 5823921) is an Investment Advisor Representative working at Lpl Financial LLC in Wenatchee, WA and has over 13 years of experience in the finance industry. Joseph Johnson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Stifel, Nicolaus & Company, Incorporated
Professional Designations
Company Name Location Dates Years
Lpl Financial East Wenatchee, WA Jun 2019 - Current 4
1st Global Capital Corp. Wenatchee, WA Mar 2016 - Jun 2019 3
1st Global Advisors, Inc. Wenatchee, WA Mar 2016 - Jun 2019 3
1st Global Insurance Services, Inc. Wenatchee, WA Mar 2016 - Jun 2019 3
Umpqua Investments, Inc. Moses Lake, WA Sep 2015 - Mar 2016 < 1
Umpqua Bank Moses Lake, WA Sep 2010 - Mar 2016 5
Lpl Financial LLC Moses Lake, WA Sep 2010 - Sep 2015 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2010
S65 NASAA Investment Advisors Law Examination Oct 2010
Contact Info for Joseph B. Johnson
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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