Christine Theroux (CRD# 2100820) is an Investment Advisor Representative working at Osaic Wealth, Inc. in Wayland, MA and has over 33 years of experience in the finance industry. Christine Theroux has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2513892
Advanced Portfolio Design, LLC
CRD# 4046712
Stonehearth Capital Management
CRD# 2086353
Fidelity Personal And Workplace Advisors
Company Name | Location | Dates | Years |
---|---|---|---|
Royal Alliance | Wayland, MA | Nov 2019 - Current | 4 |
Unemployed | Raynham, MA | Aug 2019 - Oct 2019 | < 1 |
Horance Mann Investors, Inc. | Springfield, IL | Aug 2018 - Jul 2019 | < 1 |
Horace Mann Companies | Springfield, IL | Aug 2018 - Jul 2019 | < 1 |
Mml Investor Services.inc. | Wellesley, MA | Mar 2017 - Jul 2018 | 1 |
Kurt Lovell & Richard Harwood Agents Of Ma Mutual | Wellesley, MA | Jan 2017 - Jul 2018 | 1 |
Unemployed | Raynam, MA | Dec 2016 - Jan 2017 | < 1 |
Massmutual | Springfield, MA | Jul 2016 - Nov 2016 | < 1 |
Metropolitan Life Insurance Company | Waltham, MA | May 2002 - Jun 2016 | 14 |
Metlife Securities Inc. | Waltham, MA | May 2002 - Jun 2016 | 14 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Dec 1990 |
S65 | NASAA Investment Advisors Law Examination | Jul 1997 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MA
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Total Assets Under Management94,558MILLIONS
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Total Number of Accounts437,201ACCOUNTS
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Average Account Value$216,280
- A percentage of assets under your management
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