Kerry Whalen (CRD# 1570057) is an Investment Advisor Representative working at On Investment Management Co in Wausau, WI and has over 29 years of experience in the finance industry.
CRD# 6498813
Park Avenue Securities LLC
CRD# 4880831
Ameriprise Financial Services, LLC
CRD# 5294193
Lpl Financial LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Whalen Financial Group, Inc. | Wausau, WI | Sep 2022 - Current | 1 |
Whalen Capital, Inc. | Wausau, WI | Sep 2022 - Current | 1 |
On Investment Management Co | Cincinnati, OH | Aug 2013 - Current | 10 |
Granite Oaks LLC | Schofield, WI | Jan 2009 - Current | 15 |
Granite Oaks Properties | Schofield, WI | Jan 2008 - Current | 16 |
Corporate Retirement Solutions LLC | Schofield, WI | Jan 2008 - Current | 16 |
The O.n. Equity Sales Company | Cincinnati, OH | Dec 2003 - Current | 20 |
Paragon Group Of Wausau LLC | Schofield, WI | Jul 1997 - Current | 26 |
Whalen Financial Group, Inc. | Schofield, WI | Jan 2011 - Sep 2022 | 11 |
Whalen Capital, Inc. | Schoefield, WI | Jan 2003 - Sep 2022 | 19 |
Kermar Properties | Schofield, WI | Jan 2000 - Aug 2021 | 21 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Dec 1994 |
S65 | NASAA Investment Advisors Law Examination | Jul 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- WI
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Total Assets Under Management2,195MILLIONS
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Total Number of Accounts15,930ACCOUNTS
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Average Account Value$137,818
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