Seth Pietrini (CRD# 4967588) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Warrenville, IL and has over 17 years of experience in the finance industry.
CRD# 5438918
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2649533
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2010380
Forum Financial Management, LP
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Raymond James Financial Services | Warrenville, IL | Sep 2021 - Current | 2 |
| Leacy Wealth Advisors | Warrenville, IL | Sep 2021 - Current | 2 |
| Raymond James Financial Services Advisors | Warrenville, IL | Sep 2021 - Current | 2 |
| Invesco Advisers, Inc. | Atlanta, GA | Jul 2015 - Aug 2021 | 6 |
| A I M Distributors, Inc. | Wheaton, IL | Sep 2006 - Aug 2021 | 14 |
| Powershares Capital Management | Wheaton, IL | Aug 2006 - Aug 2021 | 15 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2006 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2015 |
- IL
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Total Assets Under Management275,430MILLIONS
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Total Number of Accounts985,117ACCOUNTS
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Average Account Value$279,591
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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