Karin Liau (CRD# 5437301) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Villa Park, CA and has over 2 years of experience in the finance industry.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 6384003
Dorman Skorheim Wealth Management LLC
CRD# 2361078
Baker Jensen Investment Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Tustin, CA | Mar 2023 - Current | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tustin, CA | Jan 2023 - Current | 1 |
| Jpmorgan Chase Bank, N.a. | Orange, CA | Aug 2021 - Jan 2023 | 1 |
| J.p. Morgan Securities LLC | Orange, CA | Aug 2021 - Jan 2023 | 1 |
| Homemaker | Anaheim, CA | Jun 2021 - Jul 2021 | < 1 |
| Orange County's Credit Union | Anaheim, CA | Apr 2019 - Jun 2021 | 2 |
| Homemaker | Anaheim, CA | Oct 2015 - Apr 2019 | 3 |
| J.p. Morgan Securities Lc | Diamond Bar, CA | Sep 2013 - Sep 2015 | 2 |
| Jpmorgan Chase Bank, N.a. | Diamond Bar, CA | Aug 2013 - Sep 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2021 |
| S66 | NASAA Uniform Combined State Law Examination | Apr 2023 |
- CA
- TX
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Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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