James Henry (CRD# 1006422) is an Investment Advisor Representative working at Lpl Financial LLC in Victoria, TX and has over 42 years of experience in the finance industry.
CRD# 6374747
Edward Jones
CRD# 4504654
Edward Jones
CRD# 5539066
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Victoria, TX | Aug 2018 - Current | 5 |
| James R. Henry Clu & Company | Victoria, TX | May 1974 - Current | 49 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Jul 2011 - Aug 2018 | 7 |
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Jul 2011 - Aug 2018 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1981 |
- TX
-
Total Assets Under Management463,475MILLIONS
-
Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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