William Pendleton (CRD# 1946333) is an Investment Advisor Representative working at On Investment Management Co in Valparaiso, IN and has over 31 years of experience in the finance industry.
CRD# 4849315
Captrust
CRD# 5046093
Avertrust Wealth LLC
CRD# 5467349
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| The O.n. Equity Sales Company | Cincinnati, OH | Mar 2017 - Current | 7 |
| Ohio National Financial Services | Cincinnati, OH | Jul 2012 - Current | 11 |
| Parkland Securities, LLC | Ann Arbor, MI | Aug 2014 - Feb 2017 | 2 |
| Sammons Securities Company, LLC | Ann Arbor, MI | Jan 2006 - Aug 2014 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1993 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2020 |
- FL
- IN
- KY
- MD
- MN
- NV
- NC
- OH
- SC
- TX
- WY
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Total Assets Under Management2,195MILLIONS
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Total Number of Accounts15,930ACCOUNTS
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Average Account Value$137,818
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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