Joseph AllenCRD Number: 2827240
Current Firm: Fidelity Personal And Workplace Advisors
Joseph Allen (CRD# 2827240) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Tukwila, WA and has over 16 years of experience in the finance industry.
Securities America Advisors, Inc.
Harbour Investments, Inc.
|Fidelity Brokerage Services LLC||Tukwila, WA||May 2019 - Current||4|
|Td Ameritrade||Seattle, WA||Jan 2019 - May 2019||< 1|
|Bank Of America, N.a.||Seattle, WA||Jul 2011 - Jan 2019||7|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Bellevue, WA||Jan 2011 - Jan 2019||8|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management652,548MILLIONS
Total Number of Accounts1,712,247ACCOUNTS
Average Account Value$381,106
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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