![David Tupper, financial advisor Traverse City MI](/img/ws/profile-blank-sq.png)
David Tupper (CRD# 2490740) is an Investment Advisor Representative working at Huntington Financial Advisors in Traverse City, MI and has over 29 years of experience in the finance industry.
![Steven Adams, financial advisor Traverse City MI](/img/ws/profile-blank-sq.png)
CRD# 5992425
Stonepath Wealth Management
![Mark Aigner, financial advisor Traverse City MI](/img/ws/profile-blank-sq.png)
CRD# 2645924
Saxony Capital Management, LLC
![Michael Albrecht, financial advisor Traverse City MI](/img/ws/profile-blank-sq.png)
CRD# 6276104
Raymond James & Associates, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Huntington National Bank | Traverse City, MI | Feb 2024 - Current | < 1 |
The Huntington Investment Company | Columbus, OH | Feb 2024 - Current | < 1 |
The Huntington National Bank | Traverse City, MI | Feb 2021 - Feb 2024 | 3 |
The Huntington Investment Company | Columbus, OH | Feb 2021 - Feb 2024 | 3 |
Fifth Third Securities, Inc. | Cincinnati, OH | May 2001 - Feb 2021 | 19 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jul 1994 |
S66 | NASAA Uniform Combined State Law Examination | Jun 2009 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MI
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Total Assets Under Management5,197MILLIONS
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Total Number of Accounts32,956ACCOUNTS
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Average Account Value$157,688
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