Shant Rostamian (CRD# 6517124) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Torrance, CA and has over 8 years of experience in the finance industry.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
Company Name | Location | Dates | Years |
---|---|---|---|
Fidelity Brokerage Services LLC | Torrance, CA | Aug 2017 - Current | 6 |
Jp Morgan Chase Bank | Culver City, CA | Oct 2016 - Aug 2017 | < 1 |
Jp Morgan Securities LLC | Culver City, CA | Oct 2016 - Aug 2017 | < 1 |
Axa Advisors, LLC | Century City, CA | Apr 2016 - Sep 2016 | < 1 |
New York Life Insurance Company | Glendale, CA | Jun 2015 - Apr 2016 | < 1 |
Nylife Securities LLC | Glendale, CA | Jun 2015 - Apr 2016 | < 1 |
Unemployed | Glendale, CA | Dec 2014 - May 2015 | < 1 |
All Pro Communications | Pomona, CA | Aug 2014 - Nov 2014 | < 1 |
Unemployed | Glendale, CA | Jun 2014 - Jul 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Mar 2016 |
S66 | NASAA Uniform Combined State Law Examination | Feb 2018 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
- TX
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Total Assets Under Management818,776MILLIONS
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Total Number of Accounts1,991,043ACCOUNTS
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Average Account Value$411,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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