Frederick Williams (CRD# 5841491) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Torrance, CA and has over 13 years of experience in the finance industry.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| New Life Global Development Inc. | Inglewood, CA | May 2019 - Current | 5 |
| Applied General Agency | Commerce, CA | Nov 2017 - Current | 6 |
| Netaw | Louisville, KY | Jan 2014 - Current | 10 |
| Covered Ca - Affordable Care Act | Los Angeles, CA | Sep 2013 - Current | 10 |
| Transamerica Financial Advisors, Inc. | Torrance, CA | Jan 2013 - Current | 11 |
| Wfg | Chino, CA | Mar 2010 - Current | 14 |
| Runright Insurance Services | Inglewood, CA | Dec 2005 - Current | 18 |
| Runright Realty | Los Angeles, CA | Jan 2003 - Current | 21 |
| Debtmerica Relief | Santa Ana, CA | Feb 2013 - Aug 2022 | 9 |
| Office Administrator | Torrance, CA | Jun 2016 - Jun 2017 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2010 |
| S65 | NASAA Investment Advisors Law Examination | Nov 2010 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management1,619MILLIONS
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Total Number of Accounts45,001ACCOUNTS
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Average Account Value$35,987
- A percentage of assets under your management
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