Brian Cain (CRD# 4232236) is an Investment Advisor Representative working at Wells Fargo Advisors in Terre Haute, IN and has over 23 years of experience in the finance industry.
CRD# 4578743
Spyglass Investment Management
CRD# 6947330
Ameriprise Financial Services, LLC
CRD# 1292315
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Wells Fargo Advisors Financial Network, LLC | Terre Haute, IN | Feb 2022 - Current | 2 |
| Wells Fargo Clearing Services, LLC | Terre Haute, IN | Nov 2016 - Feb 2022 | 5 |
| Wells Fargo Advisors LLC | Terre Haute, IN | Aug 2015 - Nov 2016 | 1 |
| Lpl Financial Services | Charlotte, NC | Nov 2010 - Aug 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2001 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2002 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2010 |
- IL
- IN
- TX
-
Total Assets Under Management154,192MILLIONS
-
Total Number of Accounts346,499ACCOUNTS
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Average Account Value$445,000
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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