Sean Collins (CRD# 2943422) is an Investment Advisor Representative working at Morgan Stanley in Tempe, AZ and has over 26 years of experience in the finance industry.
CRD# 2794155
Aegis Wealth Partners, LLC
CRD# 4091287
Atlas Lifestyle Planning Group LLC
CRD# 5338348
Primerica Advisors
Company Name | Location | Dates | Years |
---|---|---|---|
Morgan Stanley | Tempe, AZ | Sep 2023 - Current | < 1 |
Morgan Stanley Smith Barney LLC | Tempe, AZ | Jul 2022 - Current | 1 |
E*trade Capital Management LLC | Tempe, AZ | May 2021 - Current | 3 |
E*trade Securities LLC | Tempe, AZ | May 2021 - Current | 3 |
Dynamic Wealth Advisors | Phoenix, AZ | Aug 2018 - Apr 2021 | 2 |
Lpl Financial LLC | Scottsdale, AZ | Jan 2017 - Aug 2018 | 1 |
Desert Schools Services, LLC | Scottsdale, AZ | Jan 2017 - Aug 2018 | 1 |
Beach Body | Phoenix, AZ | Mar 2016 - Dec 2016 | < 1 |
Proequities Inc. | Scottsdale, AZ | Sep 2016 - Nov 2016 | < 1 |
Futurity First Insurance Group | Scottsdale, AZ | Aug 2016 - Nov 2016 | < 1 |
Bbva Securities Inc. | Glendale, AZ | Sep 2015 - Jul 2016 | < 1 |
Bbva Compass Insurance Agency, Inc. | Austin, TX | Sep 2015 - Jul 2016 | < 1 |
Bbva Wealth Solutions Inc. | Glendale, AZ | Sep 2015 - Jul 2016 | < 1 |
Bbva Compass Bank | Birmingham, AL | Aug 2015 - Jul 2016 | < 1 |
Unemployed | Scottsdale, AZ | Apr 2015 - Aug 2015 | < 1 |
Mass Mutual Trust Company | Enfield, CT | Oct 2014 - Apr 2015 | < 1 |
Olympus Financial Advisors | Phoenix, AZ | Jul 2013 - Oct 2014 | 1 |
Mid Atlantic Capital Corporation | Scottsdale, AZ | Jul 2013 - Oct 2014 | 1 |
Mid Atlantic Financial Management, Inc. | Pittsburgh, PA | Jul 2013 - Oct 2014 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S65 | NASAA Investment Advisors Law Examination | Nov 1997 |
S66 | NASAA Uniform Combined State Law Examination | May 2009 |
S63 | Uniform Securities State Law Examination | Aug 2021 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AZ
- TX
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Total Assets Under Management1,402,426MILLIONS
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Total Number of Accounts2,405,783ACCOUNTS
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Average Account Value$582,939
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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