Jeremy Smith, financial advisor Tempe AZ

Jeremy Smith

CRD Number: 5058621
Current Firm: Seros Financial, LLC

Jeremy Smith (CRD# 5058621) is an Investment Advisor Representative working at Seros Financial, LLC in Tempe, AZ and has over 12 years of experience in the finance industry.

CONTACT
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Company Name Location Dates Years
Ponderosa Management LLC Tempe, AZ Jan 2015 - Current 5
Seros Insurance (dba) Strategic Insurance Associates Tempe, AZ Nov 2013 - Current 6
Links Medical Group D/b/a Caretrek Medical Group Scottsdale, AZ Sep 2013 - Current 6
United Planners' Financial Services Scottsdale, AZ Jun 2013 - Current 6
Seros Financial LLC Tempe, AZ Feb 2013 - Current 7
Newmark Capital Management, LLC Mesa, AZ May 2010 - Current 9
First Financial Equity Corp Scottsdale, AZ Jun 2009 - Jun 2013 4
Cambell, Shoneberger & Associates Tempe, AZ Jun 2009 - Jun 2013 4
Sagepoint Financial, Inc. Phoenix, AZ Jan 2009 - Jun 2009 < 1
Alliance Financial Group Mesa, AZ Nov 2005 - May 2009 3
Aig Financial Advisors Inc. Mesa, AZ Nov 2005 - Jan 2009 3
Arizona Street Real-estate Mesa, AZ Jun 2004 - Jan 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2008
S65 NASAA Investment Advisors Law Examination Mar 2007
Contact Info for Jeremy W. Smith
Phone Number: 480-967-1155
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    67
    MILLIONS
  • Total Number of Accounts
    418
    ACCOUNTS
  • Average Account Value
    $160,403
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AZ

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This advisor has a clean track record with regulators.

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